SIEBERT FINANCIAL CORP (SIEB)
SIEBERT FINANCIAL CORP (SIEB)
| Balance Sheets | 2026-03-31 | 2025-12-31 | 2025-09-30 | 2025-06-30 |
|---|---|---|---|---|
| Cash and cash equivalents | 16,157 | 22,408 | 19,649 | 28,949 |
| Cash and securities segregated for regulatory purposes (cash of 130.1 million, securities with a fair value of 37.8 million as of march 31, 2026 cash of 151.0 million, securities with a fair value of 34.6 million as of december 31, 2025) | 167,933 | 185,608 | 188,563 | 146,051 |
| Receivables from customers | 77,948 | 73,465 | 74,368 | 79,858 |
| Receivables from broker-dealers and clearing organizations | 12,672 | 6,801 | 8,025 | 5,600 |
| Receivables from non-customers | 1,887 | 1,773 | 1,803 | 1,411 |
| Notes receivable | 2,350 | NaN | NaN | NaN |
| Other receivables | 4,469 | 4,522 | 7,052 | 4,869 |
| Prepaid expenses and other assets | 4,126 | 3,801 | 3,165 | 2,317 |
| Securities borrowed | 256,792 | 408,495 | 253,297 | 238,721 |
| Securities owned, at fair value | 20,054 | 19,862 | 20,114 | 19,475 |
| Taxes receivable | 96 | 142 | NaN | NaN |
| Total current assets | 564,484 | 726,877 | 576,036 | 527,251 |
| Deposits with broker-dealers and clearing organizations | 6,140 | 5,503 | 5,240 | 6,877 |
| Total property, office facilities, and equipment, gross | 12,872 | 12,840 | 12,562 | NaN |
| Less accumulated depreciation | 2,708 | 2,454 | 2,153 | NaN |
| Property, office facilities, and equipment, net | 10,164 | 10,386 | 10,409 | 10,124 |
| Intangible assets, net | NaN | 908 | 970 | 1,040 |
| Total software | NaN | NaN | 7,648 | NaN |
| Less accumulated amortization | NaN | NaN | 1,807 | NaN |
| Software, net | 5,949 | 5,911 | 5,841 | 5,956 |
| Other intangible assets, net | 393 | NaN | NaN | NaN |
| Lease right-of-use assets | 2,027 | 2,253 | 2,279 | 2,025 |
| Investments, cost | 2,520 | 2,350 | 2,000 | 2,000 |
| Deferred tax assets | 3,476 | 2,535 | 2,369 | 2,920 |
| Goodwill | 1,989 | 2,319 | 2,319 | 2,319 |
| Total assets | 597,142 | 759,042 | 607,463 | 560,512 |
| Payables to customers | 229,309 | 237,193 | 242,660 | 217,870 |
| Payables to non-customers | 6 | 7 | 226 | 226 |
| Drafts payable | 2,368 | 2,829 | 1,345 | 1,179 |
| Payables to broker-dealers and clearing organizations | 515 | 769 | 711 | 1,179 |
| Accounts payable and accrued liabilities | 5,963 | 4,523 | 7,155 | 4,995 |
| Taxes payable | NaN | NaN | 1,177 | 1,163 |
| Securities loaned | 254,568 | 407,258 | 248,366 | 235,674 |
| Contract termination liability, less current portion | NaN | NaN | NaN | 0 |
| Securities sold, not yet purchased, at fair value | 150 | 219 | 152 | 7 |
| Other deferred revenue | 65 | 70 | 50 | 20 |
| Contract termination liability | 405 | 819 | 1,242 | 1,673 |
| Current portion of deferred contract incentive | 960 | 960 | 960 | 90 |
| Current portion of lease liabilities | 1,011 | 1,086 | 1,041 | 867 |
| Deferred contract incentive | NaN | NaN | NaN | 71 |
| Current portion of debt | 5,092 | 5,091 | 1,091 | NaN |
| Total current liabilities | 500,412 | 660,824 | 506,176 | 464,994 |
| Deferred contract incentive, less current portion | 3,360 | 3,600 | 3,840 | NaN |
| Lease liabilities, less current portion | 1,226 | 1,410 | 1,508 | 1,416 |
| Debt, less current portion | 4,024 | 4,048 | 4,071 | 4,094 |
| Total liabilities | 509,022 | 669,882 | 515,595 | 470,524 |
| Common stock, 0.01 par value 100,000,000 shares authorized 41,940,936 shares issued and 40,940,936 shares outstanding as of march 31, 2026, respectively. 41,435,936 shares issued and 40,435,936 shares outstanding as of december 31, 2025, respectively | 420 | 415 | 415 | 415 |
| Treasury stock, at cost 1,000,000 shares held as of both march 31, 2026 and december 31, 2025 | 2,510 | 2,510 | 2,510 | 2,510 |
| Additional paid-in capital | 46,967 | 46,040 | 47,332 | 47,076 |
| Retained earnings | 43,243 | 45,215 | 45,661 | 44,039 |
| Total stockholders equity | 88,120 | 89,160 | 90,898 | 89,020 |
| Noncontrolling interests | NaN | NaN | 970 | 968 |
| Total equity | NaN | 89,160 | 91,868 | 89,988 |
| Total liabilities and stockholders equity | 597,142 | 759,042 | 607,463 | 560,512 |