Cash and securities segregated for regulatory purposes (cash of 126.8 million, securities with a fair value of 37.9 million as of june 30, 2026 cash of 151.0 million, securities with a fair value of 34.6 million as of december 31, 2025)
164,672
167,933
185,608
188,563
Receivables from customers
88,581
77,948
73,465
74,368
Receivables from broker-dealers and clearing organizations
18,078
12,672
6,801
8,025
Receivables from non-customers
1,821
1,887
1,773
1,803
Notes receivable
2,350
2,350
-
-
Other receivables
6,404
4,469
4,522
7,052
Prepaid expenses and other assets
4,042
4,126
3,801
3,165
Securities borrowed
619,576
256,792
408,495
253,297
Securities owned, at fair value
13,652
20,054
19,862
20,114
Taxes receivable
133
96
142
-
Total current assets
935,408
564,484
726,877
576,036
Deposits with broker-dealers and clearing organizations
6,365
6,140
5,503
5,240
Total property, office facilities, and equipment, gross
13,124
12,872
12,840
12,562
Less accumulated depreciation
3,044
2,708
2,454
2,153
Property, office facilities, and equipment, net
10,080
10,164
10,386
10,409
Total software
8,780
-
-
7,648
Less accumulated amortization-Roboadvisor
1,718
-
-
-
Less accumulated amortization
-
-
-
1,807
Less accumulated amortization-Other Software
1,059
-
-
-
Software, net
6,003
5,949
5,911
5,841
Intangible assets, net
-
-
908
970
Other intangible assets, net
380
393
-
-
Lease right-of-use assets
2,208
2,027
2,253
2,279
Investments
2,700
2,520
2,350
2,000
Deferred tax assets
3,630
3,476
2,535
2,369
Goodwill
1,989
1,989
2,319
2,319
Total assets
968,763
597,142
759,042
607,463
Payables to customers
237,457
229,309
237,193
242,660
Payables to non-customers
6
6
7
226
Drafts payable
809
2,368
2,829
1,345
Payables to broker-dealers and clearing organizations
7,428
515
769
711
Accounts payable and accrued liabilities
8,860
5,963
4,523
7,155
Taxes payable
-
-
-
1,177
Securities loaned
609,796
254,568
407,258
248,366
Securities sold, not yet purchased, at fair value
75
150
219
152
Other deferred revenue
126
65
70
50
Contract termination liability
-
405
819
1,242
Current portion of deferred contract incentive
960
960
960
960
Current portion of lease liabilities
1,384
1,011
1,086
1,041
Current portion of debt
5,093
5,092
5,091
1,091
Total current liabilities
871,994
500,412
660,824
506,176
Deferred contract incentive, less current portion
3,120
3,360
3,600
3,840
Lease liabilities, less current portion
997
1,226
1,410
1,508
Debt, less current portion
4,001
4,024
4,048
4,071
Total liabilities
880,112
509,022
669,882
515,595
Common stock, 0.01 par value 100,000,000 shares authorized42,100,936 shares issued and 41,100,936 shares outstanding as of june 30, 2026, respectively. 41,435,936 shares issued and 40,435,936 shares outstanding as of december 31, 2025, respectively
422
420
415
415
Treasury stock, at cost 1,000,000 shares held as of both june 30, 2026 and december 31, 2025
2,510
2,510
2,510
2,510
Additional paid-in capital
47,822
46,967
46,040
47,332
Retained earnings
42,917
43,243
45,215
45,661
Total stockholders equity
88,651
88,120
89,160
90,898
Noncontrolling interests
-
-
-
970
Total equity
-
-
89,160
91,868
Total liabilities and stockholders equity
968,763
597,142
759,042
607,463
Unit: Thousand (K) dollars (except for numbers of shares and EPS). Numbers labeled with * are estimated quarterly values.
Time Plot
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